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Insights for boards and senior leaders

The Executive Blog

Practical articles on hiring and leading at the top of a business: C-suite and board appointments, executive pay, fractional and interim leadership, and Senior Manager roles in FCA-regulated firms.

All articlesFCA and SMF rolesBoards and NEDsCEOs and MDsCFOs and finance leadersTechnology leadersFractional and interimHiring and successionPE and family offices

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Guidance for boards and the people they appoint

Founders, chairs, investors and executives ask us the same questions again and again. When does a growing business need its first CFO or a full-time CEO? What should a COO earn? Is a fractional executive enough, or is it time for a permanent appointment? We publish our answers here, in plain English and grounded in the searches we run every week.

Articles are written by founder Adrian Lawrence FCA, a Fellow of the ICAEW, and our search team. They cover leadership hiring and succession, executive compensation and equity, board and non-executive appointments, private equity and family offices, technology leadership and Senior Manager Function appointments in regulated firms, and we update them when the rules or the market change.

For boards and investors, we cover how to scope a senior role, what to pay, how to assess candidates and take references, and when interim or fractional leadership makes more sense than a permanent hire. For executives, we cover interviews, offers and equity, notice and restrictive covenants, and the move from an executive career to a board portfolio. We also follow the regulatory changes that shape senior hiring, from the Senior Managers and Certification Regime to the UK Corporate Governance Code.

New to the topic? Start with one of our core guides, or use the search and topic filters above to find what you need.

FCA and SMF roles

Showing 49–55 of 55

FCA and SMF roles27 Jun 2025 · 17 min readFractional CIOs in Regulated Financial ServicesFractional CIOs in Regulated Financial Services Understanding the Role of Fractional CIOs Defining Fractional CIOs Fractional Chief Information Officers (CIOs) are experienced…Read more →FCA and SMF roles27 Apr 2025 · 17 min readFamily Office Recruitment: The Future of Wealth Management RolesFamily Office Recruitment: The Future of Wealth Management Roles Understanding the Family Office Landscape Definition and Purpose of Family Offices Family offices…Read more →FCA and SMF roles18 Apr 2025 · 19 min readNavigating Regulatory Changes: The Company Secretary’s RoleNavigating Regulatory Changes: The Company Secretary's Role The Evolving Landscape of Corporate Governance Historical Context of Corporate Governance Corporate governance has undergone…Read more →FCA and SMF roles10 Oct 2024 · 16 min readTalent Acquisition and Retention: Human Resource Challenges in the London Re-insurance SectorTalent Acquisition and Retention: Human Resource Challenges in the London Re-insurance Sector Introduction to the London Re-insurance Sector Historical Background The London…Read more →FCA and SMF roles27 Jul 2024 · 16 min readEconomic Volatility and Regulatory Changes: Strategies for Managing Directors Amid Recession ThreatsEconomic Volatility and Regulatory Changes: Strategies for Managing Directors Amid Recession Threats Introduction In an era marked by economic uncertainty and frequent…Read more →FCA and SMF roles6 Nov 2023 · 6 min readThe Senior Managers & Certification Regime (SMCR): A Comprehensive OverviewThe Senior Managers & Certification Regime (SMCR) shapes how every FCA-regulated firm in the UK appoints, approves and holds accountable its most…Read more →FCA and SMF roles5 Nov 2023 · 6 min readThe Growth of RegTech Roles: Navigating the Regulatory LandscapeThe Growth of RegTech Roles: Navigating the Regulatory Landscape Regulatory Technology, or RegTech, has emerged as a dynamic and rapidly expanding sector…Read more →

Knowledge Centre

Go deeper with our guides

Structured guides that bring the best material together by topic. See the full Exec Capital Knowledge Centre and our Insights.

Executive paySalary, bonus and equity for CEOs, CFOs, COOs and directors.CEO salaries →Executive compensation →Open the guide →
Fractional and interimWhen part-time or interim leadership works, and how to set it up.Fractional, interim or permanent? →Interim executives →Open the hub →
FCA-regulated firmsSenior Manager Functions, approvals and board hiring under SMCR.SMF salary guide →The Form A process →Open the guide →
Hiring at the topScoping, assessing, referencing and onboarding senior hires.Executive assessment →Reference checking →Open the guide →

About the Exec Capital blog

Exec Capital is a specialist executive search firm and one of the five specialist firms of FD Capital Group. We appoint CEOs, CFOs, COOs, CTOs, Managing Directors, commercial and HR leaders, non-executive directors and Senior Manager Function holders on a permanent, interim and fractional basis across the UK, from our offices in London and the West Midlands.

Hiring for your leadership team? See our executive search services and the C-suite roles we recruit. Looking for a role? Register as a candidate or browse live executive jobs.

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