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Insights for boards and senior leaders

The Executive Blog

Practical articles on hiring and leading at the top of a business: C-suite and board appointments, executive pay, fractional and interim leadership, and Senior Manager roles in FCA-regulated firms.

All articlesFCA and SMF rolesBoards and NEDsCEOs and MDsCFOs and finance leadersTechnology leadersFractional and interimHiring and successionPE and family offices

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Guidance for boards and the people they appoint

Founders, chairs, investors and executives ask us the same questions again and again. When does a growing business need its first CFO or a full-time CEO? What should a COO earn? Is a fractional executive enough, or is it time for a permanent appointment? We publish our answers here, in plain English and grounded in the searches we run every week.

Articles are written by founder Adrian Lawrence FCA, a Fellow of the ICAEW, and our search team. They cover leadership hiring and succession, executive compensation and equity, board and non-executive appointments, private equity and family offices, technology leadership and Senior Manager Function appointments in regulated firms, and we update them when the rules or the market change.

For boards and investors, we cover how to scope a senior role, what to pay, how to assess candidates and take references, and when interim or fractional leadership makes more sense than a permanent hire. For executives, we cover interviews, offers and equity, notice and restrictive covenants, and the move from an executive career to a board portfolio. We also follow the regulatory changes that shape senior hiring, from the Senior Managers and Certification Regime to the UK Corporate Governance Code.

New to the topic? Start with one of our core guides, or use the search and topic filters above to find what you need.

FCA and SMF roles

Showing 13–24 of 55

FCA and SMF roles8 Jun 2026 · 9 min readCRO Recruitment at Challenger Banks and Dual-Regulated FirmsCRO Recruitment at Challenger Banks and Dual-Regulated Firms The Chief Risk Officer role at a challenger bank or dual-regulated financial institution carries…Read more →FCA and SMF roles8 Jun 2026 · 9 min readThe Board-Level CRO: Governance Positioning and SMF4 Approval ConsiderationsThe Board-Level CRO: Governance Positioning and SMF4 Approval Considerations The Chief Risk Officer at an FCA-regulated firm occupies a governance position that…Read more →FCA and SMF roles8 Jun 2026 · 9 min readSMF13 Chair of Nominations CommitteeChair of Nominations Committee (SMF13) Appointments: Succession Governance The Chair of the Nominations Committee at an FCA-regulated firm holds a designation that…Read more →FCA and SMF roles8 Jun 2026 · 9 min readChair of Remuneration Committee at FCA FirmsChair of Remuneration Committee (SMF12) at FCA-Regulated Firms: Governance and Pay The Chair of the Remuneration Committee at an FCA-regulated firm is…Read more →FCA and SMF roles8 Jun 2026 · 9 min readConsumer Duty: The Chair’s Role in OversightThe Chair's Role in Consumer Duty Oversight: Hiring Implications Consumer Duty has changed what a Chair needs to bring to a retail-facing…Read more →FCA and SMF roles7 Jun 2026 · 11 min readChair Succession in PE-Backed Regulated FirmsChair Succession in PE-Backed Financial Services Businesses Chair succession at a PE-backed financial services firm involves a set of competing pressures that…Read more →FCA and SMF roles7 Jun 2026 · 10 min readWealth Management Executive Director HiringExecutive Director Recruitment at Wealth Management Firms Executive Director appointments at wealth management firms sit at the intersection of several distinctive governance…Read more →FCA and SMF roles7 Jun 2026 · 10 min readHiring a Deputy CEO at an FCA-Regulated FirmHiring a Deputy CEO at a Regulated Firm: SMF3 vs SMF1 Succession Considerations The Deputy CEO role at an FCA-regulated firm sits…Read more →FCA and SMF roles7 Jun 2026 · 10 min readCEO Succession at an FCA-Regulated FirmCEO Succession at Regulated Firms: Timelines, FCA Engagement and Contingency Planning CEO succession at an FCA-regulated firm is one of the most…Read more →FCA and SMF roles7 Jun 2026 · 10 min readHiring a CEO Without Previous SMF ApprovalFirst-Time SMF1: Hiring a CEO Who Has Never Held an SMF Role Before The assumption that a CEO appointment at an FCA-regulated…Read more →FCA and SMF roles7 Jun 2026 · 10 min readSenior Managers vs Certification RegimeCertification Regime vs Senior Managers Regime: Who Gets Approved, Who Gets Certified One of the most persistent sources of confusion among boards…Read more →FCA and SMF roles6 Jun 2026 · 9 min readWhat Boards and Senior Executives at FCA-Regulated Firms Must Understand in 2026What Boards and Senior Executives at FCA-Regulated Firms Must Understand in 2026 By Adrian Lawrence FCA — Exec Capital and FD Capital…Read more →

Knowledge Centre

Go deeper with our guides

Structured guides that bring the best material together by topic. See the full Exec Capital Knowledge Centre and our Insights.

Executive paySalary, bonus and equity for CEOs, CFOs, COOs and directors.CEO salaries →Executive compensation →Open the guide →
Fractional and interimWhen part-time or interim leadership works, and how to set it up.Fractional, interim or permanent? →Interim executives →Open the hub →
FCA-regulated firmsSenior Manager Functions, approvals and board hiring under SMCR.SMF salary guide →The Form A process →Open the guide →
Hiring at the topScoping, assessing, referencing and onboarding senior hires.Executive assessment →Reference checking →Open the guide →

About the Exec Capital blog

Exec Capital is a specialist executive search firm and one of the five specialist firms of FD Capital Group. We appoint CEOs, CFOs, COOs, CTOs, Managing Directors, commercial and HR leaders, non-executive directors and Senior Manager Function holders on a permanent, interim and fractional basis across the UK, from our offices in London and the West Midlands.

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