Key Responsibilities
Lead the development, maintenance and annual review of the firm's ICARA process and documentation.
Own the firm's prudential risk framework under MIFIDPRU.
Coordinate and challenge risk assessments across the business to ensure appropriate identification and mitigation of potential harms.
Oversee capital adequacy, liquidity adequacy and wind-down planning assessments.
Monitor Own Funds, Fixed Overheads Requirement (FOR), K-Factor requirements and other prudential metrics.
Deliver stress testing, reverse stress testing and scenario analysis to support capital planning.
Prepare high-quality reporting for Executive Committees, Risk Committees and Boards.
Act as the primary point of contact for prudential regulatory matters and FCA engagement.
Support regulatory submissions and prudential reporting requirements.
Work closely with Finance, Risk, Compliance and Operations teams to ensure consistency across governance and risk management frameworks.
Identify opportunities to improve prudential governance, controls and reporting processes.
Support internal audits, external reviews and regulatory examinations.
Monitor developments in FCA prudential regulation and assess implications for the business.